The Upstate National Bank
Ogdensburg, NY FDIC 13748 $100M-$500M
Quarter Ended
Q1'26
Data as of March 31, 2026
Quarterly Snapshot
Metric Q1'26 YoY Δ Q1'25
Profitability
Return on Assets (%) 0.06% +0.72 -0.66%
Return on Equity (%) 0.58% +7.17 -6.59%
Net Interest Margin (%) 2.00% +0.51 1.49%
Efficiency Ratio (%) 94.66% -59.32 153.98%
Pre-Provision Profit ($M) $0 +0.61 $-1
Cost of Funds (%) 3.08% -0.28 3.37%
Balance Sheet
Total Assets ($M) $285 +16.47 $269
Gross Loans ($M) $227 +4.06 $223
Loan Growth YoY (%) 112.52% -12.53 125.05%
Total Deposits ($M) $199 +23.71 $176
Shareholders Equity ($M) $29 +2.22 $27
Tang. Book Value ($M) $29 +2.22 $27
TBV excl. AOCI ($M)** $30 +2.13 $28
Loan / Deposit Ratio (%) 112.52% -12.53 125.05%
Credit Quality
NPA / Total Assets (%) 0.00% 0.00 0.00%
Allowance / Loans (%) 1.00% -0.29% 1.29%
Net Charge-Off Ratio (%) 0.00% 0.00 0.00%
Capital
Tier 1 Capital Ratio (%) 0.00% -14.86 14.86%
** TBV excl. AOCI adds back unrealised losses on AFS securities to show capital excluding mark-to-market interest rate impact.
8-Quarter Trend
Metric Q2'24 Q3'24 Q4'24 Q1'25 Q2'25 Q3'25 Q4'25 Q1'26
▁▁▁▂▆▆▇█ Net Interest Margin (%) 1.34% 1.34% 1.35% 1.49% 1.78% 1.76% 1.84% 2.00%
▂▁▁▃▆▇██ Return on Assets (%) -0.85% -1.01% -0.99% -0.66% -0.18% -0.10% 0.15% 0.06%
▇██▆▂▂▁▁ Efficiency Ratio (%) 169.9% 187.9% 180.8% 154.0% 117.9% 115.3% 100.5% 94.7%
▇▇█▃▄▂▃▁ Cost of Funds (%) 3.77% 3.79% 3.92% 3.37% 3.43% 3.26% 3.36% 3.08%
██▃▁▁▁▁▁ NPA / Assets (%) 0.08% 0.07% 0.02% 0.00% 0.00% 0.00% 0.00% 0.00%
██▃▁▁▁▁▁ Net Charge-Off Ratio (%) 0.09% 0.09% 0.03% 0.00% 0.00% 0.00% 0.00% 0.00%
▆▅▁▁▅▆██ Tang. Book Value ($M) $28 $28 $27 $27 $28 $28 $29 $29
█▄▃▄▁▃▄▅ Gross Loans ($M) $234 $224 $220 $223 $215 $220 $223 $227
▅▅▁▂▁▄▆█ Total Deposits ($M) $186 $187 $171 $176 $173 $185 $191 $199
Portfolio Composition — Q1'26
Loan Mix%
Real Estate96%
C&I / Commercial4%
Deposit Mix%
Nonint.-Bearing Demand16%
Interest-Bearing (core)77%
Brokered / Other6%
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